Securities Litigation

• Represented a securities firm in a securities false statement special representative lawsuit arising from fraudulent issuance in connection with the IPO sponsorship of Essence Information Technology Co., Ltd., securing China's first special representative lawsuit settlement and gaining recognition as one of the "Top Ten Cases of the People's Court in 2024", "Top Ten Guiding Cases of Investor Protection by the China Securities Regulatory Commission (CSRC) in 2023", "Top Ten Financial and Commercial Cases by Shanghai Courts", and "Top Ten Guiding Cases by Shanghai Financial Court in 2023", as well as China Business Law Journal's "Outstanding Transaction of 2024"

• Represented a securities firm in a recourse liability dispute arising from fraudulent issuance and early compensation related to the IPO sponsorship of Amethystum Storage Securities

• Represented a listed company in a securities special representative lawsuit adjudicated by Shenzhen Intermediate People's Court

• Represented a securities firm in a false statement liability dispute arising from financial fraud in connection with the IPO sponsorship of Jilin Liyuan Precision Manufacturing Co., Ltd., which is China's first case clarifying the continuous supervisory duties and immunity for non-public offering sponsors

• Represented a securities firm that acted as financial advisor of the original right holder in a false statement liability dispute arising from fraudulent issuance of asset-backed securities, which is China's first case of fraudulent issuance of asset-backed securities

• Represented a securities firm in a false statement liability dispute arising from financial fraud by Zhisheng Lianfa Information Technology Co., Ltd. as a leading broker on NEEQ, which is the first case of false statement by a listed company and lead broker tried by the Beijing Financial Court

• Represented a securities company in a securities misrepresentation dispute involving a bond underwriter

• Represented a securities firm in a false statement liability dispute arising from regulatory violations by Junling Energy as a leading broker on NEEQ

• Represented a Big Four accounting firm in a false statement liability dispute arising from false statements associated with Fuguiniao bond, recognized as China Business Law Journal's "Outstanding Transaction of 2022"

• Represented a Big Four accounting firm in an audit infringement liability dispute

• Represented a credit rating agency in a liability dispute over bond misrepresentation related to the Zhongsen bond, which was the first-ever lawsuit in China arising from the default of a private placement bond issued by a small- or medium-sized enterprise

• Represented a credit rating agency in a liability dispute concerning bond misrepresentation related to the Huaye Bond

• Represented listed company Zhejiang Sunriver Culture Tourism Co., Ltd. in a securities misrepresentation lawsuit, which was selected as one of the "Top Ten Commercial Cases of the People's Court in 2019"

• Represented listed company Cloud Live Technology Group Co., Ltd. in a securities misrepresentation lawsuit

• Represented listed company Qibu Corporation Limited in a securities misrepresentation lawsuit

• Represented listed company Misho Ecology & Landscape Co., Ltd. in a securities misrepresentation lawsuit

• Represented listed company CITIC Guoan Information Industry Co., Ltd. in a securities misrepresentation lawsuit

• Represented Xinjiang Joinworld Company Limited. in a securities misrepresentation lawsuit

Securities Compliance

• Assisted a securities firm in addressing administrative regulatory investigations arising from fraudulent issuance by Amethystum Storage Securities as the IPO sponsor, which is China's first case where administrative commitments were made by stakeholders in a securities administrative case, garnering recognitions as one of the "Top Ten Guiding Cases for Alternative Resolution of Securities Disputes in 2025" by the Shanghai Financial Court and the China Securities Investor Services Center, one of the "Top Ten Guiding Case of Investor Protection" by the China Securities Regulatory Commission (CSRC) in 2023, and China Business Law Journal's "Outstanding Transaction of 2023"

• Assisted a securities firm in addressing administrative investigations arising from fraudulent issuance by Essence Information Technology Co., Ltd. as the IPO sponsor, ultimately leading to undertakings by the involved parties

• Assisted a securities company, as the IPO sponsor, in responding to an administrative investigation by the Beijing Stock Exchange on information disclosure violations

• Assisted a Big Four accounting firm in responding to an administrative investigation on fraudulent bond issuance

• Provided securities compliance consulting services to one of the world's top three credit rating agencies

• Assisted a listed company's executive in responding to an administrative investigation on alleged insider trading

Corporate Disputes and Asset Management Disputes

• Represented a large listed central state-owned enterprise and its subsidiary in unjust enrichment disputes with Beijing Jintai Real Estate Development Co., Ltd. and successfully have the case retried before the Supreme People's Court, cumulating in successful overturn of Beijing High People Court's second-instance judgment

• Represented a subsidiary of China National Offshore Oil Corporation (CNOOC) in purchase contract disputes and execution procedures with Zhonghai (Dongying) Petrochemical Co., Ltd.

• Represented a listed company in control disputes with the entity attempting forceful acquisition of the client

• Represented CITIC Securities' wholly-owned private equity subsidiary, Goldstone Investment, in equity disputes with GUOJING TAIFU Investment

• Represented Misho Ecology & Landscape Co., Ltd. in earn-out liability disputes with the original shareholder of Jindian Landscape Architecture

• Represented Misho Ecology & Landscape Co., Ltd. in handling disputes related to the termination of the additional issuance contract with non-public offering subscribers

• Represented a non-listed public company in loan contract disputes and shareholder contribution disputes with shareholders

• Represented a large central state-owned trust enterprise in trustee responsibility arbitration disputes with trustors

• Represented a large central state-owned trust enterprise in enforcement proceedings involving multiple notarized debt instruments and enforcement objection lawsuits with financiers

• Represented a large central state-owned trust enterprise in termination of trust contract disputes with subordinate trustees

• Assisted a large central state-owned trust enterprise in disputes over shareholder defective contribution liability with investment company creditors

• Represented a large trust company in addressing deficit compensation disputes with subordinate trustees

• Represented a large trust company in addressing loan contract disputes with financiers

• Represented Beijing ZRT Investment Management Co., Ltd., a wholly-owned investment subsidiary of a large trust company, in entrusted wealth management contract disputes with investors

• Represented a large trust company in trustee responsibility disputes and bankruptcy restructuring procedures with trustors