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Compliance & Investigation

Zhong Lun has been highly recommended for years in the field of compliance and investigation by renowned rating agencies

Our compliance and investigation team houses nearly 40 partners and over 100 associates, an impressive scale that gives the practice a distinct competitive edge. Many of our practitioners have extensive local experience, global perspective, and diverse expertise. Our global reach is also reflected in our lawyers' overseas educational background, overseas work experience, and bar admissions in multiple jurisdictions, which allows us to provide integrated domestic and international legal services.

We have long been favored by discerning clients for our work in compliance, response to government investigations, and corporate internal investigations. Our extensive experience includes serving as legal counsel for the Ministry of Justice, People's Bank of China, China Banking and Insurance Regulatory Commission, Ministry of Commerce, Ministry of Finance, Ministry of Natural Resources, Ministry of Ecology and Environment, and other regulatory bodies. This extensive track record has equipped us with a deep understanding and solid grasp of regulatory policies and government investigations. In addition, central state-owned enterprises, multinationals, and large private-sector companies also feature on our client roster for compliance matters, giving us deep insights into operational models of various industries, including finance, trusts, construction, mechanics, aviation, energy, big health, food, pharmaceuticals, luxury goods, and natural resources. Our experiences include development of corporate compliance management systems for a host of businesses, assistance in conducting internal investigation and responding to different government regulatory investigations, joint investigations carried out across multiple jurisdictions, investigations and sanctions by multilateral financial institutions, and comprehensive management and control of major compliance crises, showcasing our stellar performance when dealing with high-profile, challenging, and complex matters. Our dedication to excellence has been consistently acknowledged by well-respected international law media and rating agencies over the years, including Chambers, The Legal 500, and China Business Law Journal.

Scope of Services

  • Establishment of comprehensive compliance management systems for enterprises

  • Anti-corruption and anti-commercial bribery compliance

  • Corporate internal compliance investigations into anti-corruption and anti-bribery issues

  • Response to regulatory investigations into domestic compliance issues

  • Response to regulatory investigations into overseas compliance issues

  • Response to joint regulatory investigations initiated by governments across multiple jurisdictions

  • Anti-money laundering compliance

  • Product liability and recall

  • Financial compliance and regulation

  • Response to foreign sanctions and anti-sanction measures

  • Response to sanctions imposed by the World Bank and other multilateral financial institutions

  • Administrative reconsideration and litigation

  • Comprehensive management and control of compliance crises

  • Counseling for governmental authorities on a retainer basis

  • Compliance review of transaction/financing/business models

  • Routine compliance counseling and training

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