1.Asset Securitization Area

(1)Enterprise Asset Securitization

• Far Eastern Financial Leasing：Far Eastern Financial Leasing Special Asset Management Program-2, Far Eastern Financial Leasing Special Asset Management Program-3, Far Eastern Hongxin (Tianjin) Asset-backed Special Program-3, Far Eastern Asset-backed Special Program-4
  

• Xingzhengziguan-China First Metallurgical 2014-1 Receivables-backed Special Program
  

• China First Metallurgical Gusaoshu Road Receivables-backed Special Program
  

• Guojunziguan Hengxin Asset-backed Special Program-1, -2, -3
  

• China Universal Financial Leasing Asset-backed Special Program
  

• CPI Ronghe Financial Leasing Asset-backed Special Program-1
  

• China Railway Financial Leasing Asset-backed Special Program-1
  

• Pingan International Financial Leasing Asset-backed Special Program-1
  

• Yangzhou State Guest House Trust Beneficial Rights-backed Special Program
  

• Jianghai Financial Leasing 2016-1 Asset-backed Special Program
  

• Shanghai Industrial Financial Leasing Asset-backed Special Program-1
  

• Shangyin Fangzheng CITIC Futong Financial Leasing Asset-backed Special Program-1
  

• Xuri 2016 Asset-backed Special Program
  

• Western Securities Weibangzhongji Factoring Asset-backed Special Program
  

• Oriental Network Trust Beneficial Rights-backed Special Program
  

• Huijin Yangguang Life Insurance Policy Loan Asset-backed Special Program
  

• North United Power Asset-backed Special Program
  

• Vanke Songhua Lake Trust Beneficial Rights-backed Special Program （Securities Lawyers）
  

• Huataiziguan-China Asset Leasing Asset-backed Special Program-1
  

• CITICS-Thaihot Group Musheng Long-term Rental Apartment Series Asset-backed Special Program（Shelf Offering）
  

• Jiantouhuiyu-Souhou Guanhua Road Asset-backed Special ProgramLuneng Group-Yingda Securities-Jinan Guihe Commercial Real Estate Asset-backed Special Program
  

• Bohaihuijin-YanGo Fuzhou Yangguangtiandi Asset-backed Special Program
  

• GSUM FUND-Zheshangziguan-Huhangyonghuihang Expressway Asset-backed Special Program
  

• CICC-Puluosi Financial Leasing Asset-backed Special Program-1
  

• Huataiziguan-Tongcheng Supply Chain Factoring Claims Asset-backed Special Program-1
  

• Anji Financial Leasing Asset-backed Special Program-2,-3,-4,-5
  

• China Orient Xuri Series Asset-backed Special Program
  

• China Orient Xinrong-Xinan Series Asset-backed Special Program
  

• Zhongshan-Jiazhaoye Housing Balance Payment Asset-backed Special Program-1
  

• Deppon -Geely Holding Group Smart Financial Leasing Asset-backed Special Program-1
  

• Guangfahengjin-Guangzhou Port Group Asset-backed Special Program
  

• Wanlian-Guangzhou Development Zone Investment Group Asset-backed Special Program
  

• Pingan Securities-Mengniu Diary Receivables-backed Special Program-1-20（Shelf Offering）
  

• Luneng Group-CICC- Shanghai Edition Hotel Asset-backed Special Program
  

• CITIC-Sany Group Intelligence Manufacturing Receivables-backed Special Program-1-20（Shelf Offering）
  

• CITIC-Sany Group Intelligence Manufacturing Receivables-backed Special Program-1,-2,-3,-4
  

• Pingan Securities- Pingan Life Insurance Policy Loan No.1 Asset-backed Special Program-1
  

• CITICS-Pingan Life Insurance Policy Loan No.1 Asset-backed Special Program-1

  
  

(2)REITs

• Huaxia-Yuexiu Expressway Closed Infrastructure Securities Investment Fund （REITs）
  

• Jianxin Zhongguancun Industrial Park Closed Infrastructure Securities Investment Fund
  

  
  

(3)Asset-backed Notes（ABN）& Asset-backed Commercial Paper（ABCP）

• Tianjin Real Estate Trust Group ABN
  

• Far Eastern Financial Leasing 2016-1 Trust ABN
  

• Tianjin Tasly Pharmaceutical Group 2018-1 ABN
  

• Zhejiang Wisdom Leasing 2019-1 ABN,2019-2 ABN
  

• Xuzhou XCMG Automobile Manufacturing 2020-1 ABN
  

• Shanghai Jinyang Commercial Factoring Datong Coal Mine Supply Chain 2020 -1 ABCP
  

• Shanghai Jinyang commercial factoring Datong Coal Mine Supply Chain 2020-1 ABN,2020-2 ABN
  

• Yueda Financial Leasing 2020 ABCP
  

• Shenghe(Shenzhen) Commercial Factorig Dongrun 2020-1 Directional ABN(Notice of Acceptance of Registration was Otained on October 30, 2020)
  

• China Enterprise Cloud Chain(Shenzhen)Commercial Factoring XCMG Guanglian Leasing 2021-1 Directional ABCP,2021-2 Directional ABCP
  

• Rongxin Tongda(Tianjin)Commercial Factoring Trinity Golden Ticket 2021-1 Directional ABCP, 2021-2 Directional ABCP, 2021-3 Directional ABCP,
  

• Rongxin Tongda(Tianjin)Commercial Factoring Trinity Golden Ticket No.2 2021-1 Directional ABCP, 2021-2 Directional ABCP
  

• Anji Financial Leasing 2022-1 Directional ABN
  

  
  

(4)Collateralized Loan Obligations(CLO)

• China Development Bank: Kai Yuan 2012-1 CLO
  

• Industrial and Commercial Bank of China: Gong Yuan 2013-1 CLO, Gong Yuan 2014-1 CLO, Gong Yuan 2015-2 CLO, Gong Yuan Zhi Yuan 2018-1 CLO
  

• China Construction Bank: Jian Yuan Fei Chi 2018-1 CLO, Fei Chi Jian Rong2018-1 CLO, Fei Chi Jian Rong2018-3 CLO, Fei Chi Jian Rong 2018-5 CLO
  

• Bank of China: Zhong Yin 2012-1 CLO, Zhong Yin 2014-1 CLO, Zhong Yin 2015-1 CLO
  

• Bank of Communications: Jiao Yin 2012-1 CLO, Jiao Yin 2014-1 CLO
  

• China Merchants Bank: 2014-2 CLO, 2014-3 CLO
  

• China Guangfa Bank：Qi Yuan 2016-1 CLO
  

• China Great Wall Asset Management Corporation: Chang Yuan 2014-1 CLO
  

• Bank of Hebei: Ji Yuan 2014-1 CLO
  

• Huarong Xiangjiang Bank: Xiang Yuan 2014-1 CLO
  

• Guilin Bank: Gui Yuan 2015-1 CLO, Jin Ju 2015 CLO,, Jin Ju 2016 CLO,Jin Ju 2017 CLO
  

• Xiamen Rural Commercial Bank: Pu Ying 2015-1 CLO
  

• Qilu Bank: Quan Rong 2017-1 CLO
  

• Huishang Bank: An Yuan 2020-1 CLO
  

(5)RMBS

• Industrial and Commercial Bank of China: ICBC 2017-3 RMBS, Gong Yuan 2018-1 RMBS, Gong Yuan 2018-4 RMBS, Gong Yuan 2018-7 RMBS, Gong Yuan 2018-9 RMBS,

• Gong Yuan 2018-11 RMBS, Gong Yuan An Ju 2018-2 RMBS, Gong Yuan An Ju 2018-4 RMBS, Gong Yuan Yi Ju 2019-4 RMBS, Gong Yuan Yi Ju 2019-6 RMBS, Gong Yuan Yi Ju 2019-7 RMBS, Gong Yuan Yi Ju 2020-2 RMBS, Gong Yuan Le Ju 2020-1 RMBS, Gong Yuan Le Ju 2020-3 RMBS, Gong Yuan Le Ju 2021-1 RMBS, Gong Yuan Le Ju 2021-5 RMBS, Gong Yuan Le Ju 2021-6 RMBS
  

• China Construction Bank: Jian Yuan 2015-2 RMBS, Jian Yuan 2016-1 RMBS,Jian Yuan 2016-2 RMBS
  

• Bank of China: Zhong Ying 2015-2 RMBS, Zhong Ying 2016-1 RMBS, Zhong Ying 2017-1 RMBS, Zhong Ying Wan Jia 2021-5 RMBS.
  

• China Merchants Bank: Zhao Yuan 2015-1 RMBS, He Jia 2015-1 RMBS
  

• Postal Savings Bank of China: You Yuan 2014-1 RMBS, Jia Mei 2016-1 RMBS, You Yuan Jia He 2019-1 RMBS, You Yuan Jia He 2020-1 RMBS, You Yuan Jia He 2021-1 RMBS,

• You Yuan Jia He 2021-2 RMBS
  

• Hua Xia Bank: Long Ju 2017-1 RMBS
  

• Bank of Jiangsu: Rong Xiang 2019-1 RMBS, Rong Xiang 2019-2 RMBS, Rong Xiang 2019-3 RMBS, Rong Xiang 2020-1 RMBS, Rong Xiang 2020-2 RMBS
  

• Huishang Bank: Chuang Ying 2019-1 RMBS
  

(6)Auto Loan

• Gac Huili Auto Finance: Hui Tong 2018-1 Auto Loan, Hui Tong 2018-2 Auto Loan, Hui Tong 2018-3 Auto Loan, Hui Tong 2019-1 Auto Loan, Hui Ju Tong 2019-1 Auto Loan,  Hui Ju Tong 2020-1 Auto Loan, Hui Ju Tong 2020-2 Auto Loan, Hui Ju Tong 2021-1 Auto Loan, Hui Ju Tong 2021-2 Auto Loan, Hui Ju Tong 2022-1 Auto Loan

• Ping An Bank: An Xing 2018-1 Auto Loan, An Xing 2019-1 Auto Loan

• Dongfeng Motor Finance: He Zhong 2019-1 Auto Loan
  

• China Construction Bank: Jian You 2018-1 Auto Installment Loan
  

• Tianjin Great Wall Binyin Automotive Finance: Chang Ying 2019-1Auto Loan(Securities Lawyers),Chang Ying 2019-2 Auto Loan, Chang Ying 2019-3 Auto Loan, Chang Ying 2020-1 Auto Loan, Chang Ying 2020-2 Auto Loan, Chang Ying 2021-1 Auto Loan, Chang Ying 2021-2 Auto Loan, Chang Ying 2021-3 Auto Loan,Chang Ying 2021-4 Auto Loan, Chang Ying 2022-1 Auto Loan
  

• Changan Auto Finance: Chang Rong 2019-1 Auto Loan, Chang Rong 2019-2 Auto Loan, Chang Rong 2020-1 Auto Loan, Chang Rong 2021-1 Auto Loan
  

  
  

(7)Credit Card Securitization

• China Merchants Bank: Zhao Yuan 2015-2 Credit Card ABS
  

• Industrial and Commercial Bank of China: Gong Yuan Zhi Yuan2021-1 Auto Installment Green Assets ABS(Credit Card Auto Installment)
  

  
  

(8)Non-Performing Loan (NPL)

• Industrial and Commercial Bank of China: Gong Yuan 2016-1 NPL ABS (Loans to the Public),Gong Yuan 2017-1 NPL ABS(Credit Card),Gong Yuan2017-7 NPL ABS(Credit Card),Gong Yuan Zhi

• Cheng 2018-5 NPL ABS(Credit Card),Gong Yuan Zhi Cheng 2018-9 NPL ABS(Credit Card),Gong Yuan Zhi Cheng 2019-1 NPL ABS(Credit Card),Gong Yuan Zhi Cheng 2020-2 NPL ABS(Personal

• Consumption Loan Claims),Gong Yuan Zhi Cheng 2021-1 NPL ABS(Auto Installment Loan),Gong Yuan Zhi Cheng 2021-3 NPL ABS(RMBS)
  

• China Construction Bank: Jian Xin 2016-3 NPL ABS(Credit Card),Jian Xin 2017-1 NPL ABS(Credit Card),Jian Xin 2018-1 NPL ABS(Credit Card),Jian Xin 2018-3 NPL ABS(Credit Card),Jian Xin 2018-6 NPL ABS(Credit Card),Jian Xin 2019-4 NPL ABS(Credit Card),Jian Xin 2019-7 NPL ABS(Credit Card)
  

• Bank of China: Zhong Yu 2021-5 NPL ABS(Credit Card),Zhong Yu 2022-1 NPL ABS(Credit Card)
  

• Bank of Communications: Jiao Cheng 2016-1 NPL ABS(Loans to the Public)
  

• China Merchants Bank: He Cui 2016-3 NPL ABS(Loans to the Public)
  

• Bank of Jiangsu: Su Yu 2017-1 NPL ABS(Loans to the Public).
  

  
  

(9)Financial Leasing Assets Securitization

• Zhao Yin Financial Leasing: Zhao Jin 2015-1 Financial Leasing Securitization , Zhao Jin 2016-1 Financial Leasing Securitization
  

  
  

(10)Insurance Asset-backed Program

• China Life Investment-Guoyao Financial Leasing Asset-backed Program
  

• China Life Investment-Huatai Haitong-Zhongdian Investment Financing and Leasing Asset-backed Program
  

• China Life Investment-Zhonghang Financial Leasing Asset-backed Program
  

  
  

(11)Accounts Receivable Financing Program

• Hengfeng-Zhongmao Factoring 2020-1 Accounts Receivable Financing Program
  

• Cloud Chain-Huaian News City 2020-1 Accounts Receivable Financing Program,2020-2 Accounts Receivable Financing Program
  

• Cloud Chain-Huaian News City 2021-1 Accounts Receivable Financing Program
  

  
  

(12)Circulation of Credit Assets

• Providing Credit Asset Circulation Business for Industrial and Commercial Bank of China, China Construction Bank, Ping An Bank, WeBank, Hengfeng Bank, Bank of Suzhou, Bank of Jiangsu, Bank of Harbin, Suyin Finance and Shaanxi Changyin Consumer Finance Co., LTD
  

  
  

2.Private Placement in Structured Finance Area
(1)CITIC Trust

• CITIC Trust 2012-Juxinhuijin No.7 Coal Fund
  

• CITIC Rongjin 2012 Energy Investment Fund
  

• CITIC Trust 2012-Kunming City Investment Gas Station Program
  

• CITIC Trust 2011-Juxinhuijin No.5 Coal Resource Industry Investment Fund
  

• CITIC 2011 Ziwei Real Estate Fund
  

• CITIC 2010 Hna Commercial Happy People's Livelihood I Fund
  

• CITIC 2010-Jinyan Coal Chemical Specific Asset Earnings Right Investment Fund
  

• CITIC 2010 Juxinhuijin Real Estate I Fund, CITIC Juxinhuijin Real Estate II Fund , CITIC Juxinhuijin Real Estate III Fund
  

• CITIC 2010 Kunming Jade City Program Fund
  

• CITIC Sunshine 2010 -Binjiang Equity Investment Fund
  

• CITIC Yuanjing 2009-Yihua Group Trust Loan Project Fund
  

• CITIC Yuanjing 2008 Infrastructure Investment II Fund
  

• CITIC Trust 2008-China Grand Group equity investment Program
  

• Re-organized Program of CITIC Shengjingxingyao 2008 Real Estate Fund initiated by CITIC Trust; Xingzhou 2009 No.1 Tianjia Lake Comprehensive Ecological Improvement Fund(which was initiated by Huaneng Trust) participated by CITIC; Huarong Xingyao 2010 Fund initiated by Huarong Trust, CITIC Juxinhuijin Pension Real Estate Xingyaojiankangcheng 2011 No.1 Fund, Re-organized Program of Xingyao 2012 Fund participated by 3 Trust companies

  
  

(2)Beijing Trust

• Beijing Trust 2018-Juyihuixin Capital No.009 Fund
  

• Beijing Trust 2017-Rongsheng Capital No.009 Fund
  

• Beijing Trust 2017-Quanyuan No.3 Fund Enlarge Raise Project
  

• Beijing Trust 2016-Jiayehengchang No.022 Single Fund Trust (Family Trust)
  

• Beijing Trust 2016-Guoshi Wealth No.2015001 Fund
  

• Beijing Trust 2016-Jinxing Wealth No.015 Fund
  

• Beijing Trust 2016-Juyihuixin Capital No.004 Fund
  

• Beijing Trust 2015-Jinxing Wealth No.2015005 Fund
  

• Beijing Trust 2015-Juyihuixin Capital No.2015001 Fund
  

• Beijing Trust 2015-Yingrui Capital No.2015001 Fund

• Beijing Trust 2014-Jiayehengchang No.2014012 Single Fund Trust (Family Trust)

• Beijing Trust 2014-Xinghuo Wealth No.2014013 Fund

• Beijing Trust 2014-Zengyi No.8 Fund-3

• Beijing Trust 2013-Zengyi No.8 Fund-2

• Beijing Trust 2012-Zengyi No.8 Fund-1

• Beijing Trust 2012-Jinxing No.8 Fund

(3)Pingan Trust

• Hengying 2016-1 Property Rights Trust Program
  

• Pingan Trust 2013-Zhongtaichuangzhan Program
  

  
  

(4)Minmentals International Trust

• Minmentals International Trust 2013 Fiduciary Standard Text Item
  

• Minmentals International Trust 2011-CITIC Anju Optimal Debt Investment No.1 Fund
  

• Minmentals International Trust 2011-Xiexin Urban Construction Fund
  

(5)Asset Management Program

• Huaan Asset Hengxin 2016-6 Special Asset Management Program
  

• Huaan Asset Hengxin 2015-4 Special Asset Management Program
  

• Huaan Asset Hengxin 2015-1 Special Asset Management Program
  

• Wanjiagongying-Hengfeng Hengxin 2015-1 Special Asset Management Program
  

• Xin yuan asset Shuangxin 2015-1 Special Asset Management Program,2015-2 Special Asset Management Program
  

• Xin yuan asset Xinzhong 2015-5 Special Asset Management Program
  

• Xin yuanfengying 2014-1 Special Asset Management Program
  

• Guangfa Securities-China Huarong Financial Leasing Securitization Program