ENG

  • Hongchuan LUO

    Equity Partner / Chengdu

  • Tel +86-28-6208-8001

    Email luohongchuan@zhonglun.com

  • Practices

    Compliance & Investigation, Private Equity & Investment Funds, Chinese Mainland Capital Markets

  • Industries

    Urban Infrastructure

CV

Hongchuan LUO

Mr. Luo focuses on compliance & Investigation, private equity and investment funds, and domestic capital markets. He is adept at applying systemic thinking and implementing a service approach based on organizational system, decision-making system, institutional system, employee system, responsibility system and operational supervision system in compliance and other areas of project practice. He has summarized and developed a unique "4-8-3-2" working method in undertaking compliance projects, and has coached companies to complete compliance organization system construction and compliance audit, including but not limited to diagnosing, identifying, verifying, managing compliance obligations, compliance risks and conducting risk level evaluation.

Representative Matters

Compliance & Investigation

  • Provided legal services for compliance system construction, special compliance programs, compliance coaching for state-owned enterprises

  • Conducted comprehensive compliance system construction and market transactions for Nuclear Power Institute of China, CNNC China Nuclear Fuel Company, Sichuan Aerospace Technology Research Institute, Sichuan Aerospace Group, West China Hospital, Sichuan Anji Logistics Group, Sichuan Yalong River Basin Development Company, Chengdu Industrial Investment Group Advanced Manufacturing Company, Sichuan Jietong Technology Company, Sichuan Jiutong Technology Company, Sichuan Yongan Pharmaceutical Company, Sichuan Daily Bidding Company, Sichuan Aolin Model Company, Sichuan Lixin Ruisi Company, Sichuan Bowstring Education Company, Sichuan Ande Technology Company for comprehensive compliance system construction and special compliance legal services for market transactions, equity investment, trade compliance, data compliance, medical compliance, etc.


Private equity and investment funds:

  • Provided legal services for the establishment, raising, operation and exit of real estate industry investment funds, cultural industry investment funds, new energy industry investment funds, infrastructure construction funds, venture capital funds, limited partnership type and contractual funds

  • Represented Sichuan Jiaotou Urbanization Fund, New Hope Real Estate Fund, Leishi Investment, Beijing Sanxi, Jinhong Investment, China Railway Haida, Guangdong Leishi, Huaxuan Fund, Jinling Huaruan, Taihao Yinke, Taihao Capital, Taihao Venture Capital, Xinda Capital, Yingchuang Capital, Yingchuang Huifu, Haigao Wealth, Pengjin Capital Management, Runhong Finance, Bochuang Xingye Capital, Junxin Capital, Guanghua Shangzhi, Starlight Cultural Tourism, Angel Sunshine, etc. in Special legal services for private equity fund raising, investment, management and exit stages


Domestic capital market:

  • Participated and undertook in a number of IPO and listed company acquisition projects, including the IPO projects for a bio-pharmaceutical company in Chengdu, a telecommunications company in Chengdu, a new materials company in Chengdu, the listing of Chengdu Amico Gas (832704), Chengdu Jiuding Rexin Technology (835318), Chengdu Meike New Materials (836843), Chengdu Xintu New Materials (837145)

  • Undertook the acquisition of control of listed companies by Chengdu Chengtou Land Group, and a number of asset acquisition projects for New Dairy (002946) and New Hope (000876)


Financial products:

  • Provided various trust-specific legal services, including real estate projects, local government financing platforms, specific asset income rights, equity debt, TOT, mezzanine trusts, etc. for CITIC Trust, China Resources Trust, Sichuan Trust, Minmetals Trust, Jianxin Trust, Qinghai Bank and Zheshang Bank

  • Undertook more than ten receivables liquidation projects of CITIC Trust's Minhui Series and Chuangyue Series, more than ten asset-specific income rights projects of Sichuan Trust, three real estate equity-bond combination trust projects of China Resources Trust, trust beneficiary right acquisition projects of CITIC Trust, and asset-specific income rights projects of Zheshang Bank

  • Undertook and participated in structured investment and financing business involving financial institutions and asset management companies, trust companies and fund subsidiaries through acquisition of non-performing assets, debt restructuring, issuance of trust plans and asset management plans for project financing, investment of insurance funds in real estate projects, acquisition of hydropower projects and securitization of real estate mortgage assets (CMBS), and other business areas

  • Provided legal services for several asset acquisition and debt restructuring projects of Cinda Asset Management Company, CITIC Zhengbang Fund Project, CITIC Yuzhou Directed Capital Management Plan Project, Changshou Economic Development PPN Project, Dongfang Guangyi Private Placement Debt Project, Sunshine Insurance Acquisition of Chongqing Tiandi No. 2 Project, Sunshine Insurance Acquisition of Part of the Assets of Chengdu Goldman Center Project, Pearl River Plaza CMBS Financing Project, Chengdu Construction-Qionglai Bypass Road BLT Project Legal services


Standing legal counsel:

  • Providing standing legal counsel for 19 large and medium-sized state-owned and private enterprises, including Wuliangye Group, Sichuan Airlines Group, Chengdu City Investment Land Group, Zigong City Investment Group, Cinda Assets Sichuan Company, AVIC Sichuan West Company and Sichuan Trust

Honors and Awards

For Individual

Recommended lawyer, the Legal 500 China 2023 - Compliance and anti-corruption and in the Sichuan region (Chengdu and Chongqing)

Annual Contribution Award, Chengdu Lawyers Association Financial and Securities Professional Committee 2018

Most Beautiful Communist Party Member, Chengdu Lawyers Association 2017

Outstanding Communist Party Member, Chengdu Lawyers Association 2020-2021

Memberships & Affiliations

Deputy Director, the Financial and Securities Committee of the Sixth Chengdu Lawyers Association

Former Director, the Jinniu Branch of the Sixth Chengdu Lawyers Association

Deputy Director, the Compliance Committee of the Sichuan Lawyers Association and Examiner of the Chengdu Lawyers Association

Expert advisor, the Chengdu Municipal Bureau of Financial Work

Member, the Public Interest Legal Services Committee of the Sichuan Lawyers Association

Lawyer, Sichuan Financial Securities and Insurance

Mediator, People's Mediation Committee for Securities and Futures Disputes in Sichuan Province

Publications

“A Guide for the Application of Evaluation of the Effectiveness of Compliance Management Systems in Small and Medium Enterprises”Law Press, 2022, Co-author

Related

  • Bar Admissions/Professional Qualifications

    PRC Bar
    AMAC Qualification

  • Education

    LL.B., Southwest Minzu University

  • Professional Experience

    Partner & Associate, Zhong Lun Law Firm
    Partner & Associate, Sichuan Juheng Law Firm

  • Languages

    Chinese
    English