ENG

  • Hongchuan LUO

    Equity Partner / Chengdu

  • Tel +86-28-6208-8001

    Email luohongchuan@zhonglun.com

  • Practices

    Compliance & Investigation, Private Equity & Investment Funds, Chinese Mainland Capital Markets

  • Industries

    Urban Infrastructure, Banking & Financial Services

CV

Hongchuan LUO

Mr. Luo focuses on compliance and Investigation, private equity and investment funds, and domestic capital markets. He is adept at applying systemic thinking and implementing a service approach based on organizational system, decision-making system, institutional system, employee system, responsibility system and operational supervision system in compliance and other areas of project practice. He has summarized and developed a unique "4-8-3-2" working method in undertaking compliance projects, and has coached companies to complete compliance organization system construction and compliance audit, including but not limited to diagnosing, identifying, verifying, managing compliance obligations, compliance risks and conducting risk level evaluation.

Representative Matters

Compliance and Investigation

  • Established comprehensive compliance systems for, and provided legal services in connection with market transactions, equity investment, trade compliance, data compliance, medical compliance, and other matters to, Nuclear Power Institute of China, CNNC China Nuclear Fuel Company, Sichuan Aerospace Technology Research Institute, Sichuan Aerospace Group, the value chain of West China Hospital, Sichuan Salt Industry Group, Chengdu City Construction Investment Management Group, Chengdu Industrial Investment Group Advanced Manufacturing Company, Mianyang Investment, Mianyang Water (Group) Co., Ltd., entities  managed by Zhaoqing Water Group, and Chongqing Lummy Pharmaceutical Co., Ltd.


Private Equity and Investment Funds

  • Provided legal services for the establishment, raising, operation and exit of real estate industry investment funds, cultural industry investment funds, new energy industry investment funds, infrastructure construction funds, venture capital funds, limited partnership type and contractual funds

  • Represented Sichuan Jiaotou Urbanization Fund, New Hope Real Estate Fund, Leishi Investment, Beijing Sanxi, Jinhong Investment, China Railway Haida, Guangdong Leishi, Huaxuan Fund, Jinling Huaruan, Taihao Yinke, Taihao Capital, Taihao Venture Capital, Xinda Capital, Yingchuang Capital, Yingchuang Huifu, Haigao Wealth, Pengjin Capital Management, Runhong Finance, Bochuang Xingye Capital, Junxin Capital, Guanghua Shangzhi, Starlight Cultural Tourism, Angel Sunshine, etc. in Special legal services for private equity fund raising, investment, management and exit stages


Domestic Capital Market

  • Participated and undertook in a number of IPO and listed company acquisition projects, including the IPO projects for a bio-pharmaceutical company in Chengdu, a telecommunications company in Chengdu, a new materials company in Chengdu, the listing of Chengdu Amico Gas (832704), Chengdu Jiuding Rexin Technology (835318), Chengdu Meike New Materials (836843), Chengdu Xintu New Materials (837145)

  • Undertook the acquisition of control of listed companies by Chengdu Chengtou Land Group, and a number of asset acquisition projects for New Dairy (002946) and New Hope (000876)


Financial Products

  • Provided various trust-specific legal services, including real estate projects, local government financing platforms, specific asset income rights, equity debt, TOT, mezzanine trusts, etc. for CITIC Trust, China Resources Trust, Sichuan Trust, Minmetals Trust, Jianxin Trust, Qinghai Bank and Zheshang Bank

  • Undertook more than ten receivables liquidation projects of CITIC Trust's Minhui Series and Chuangyue Series, more than ten asset-specific income rights projects of Sichuan Trust, three real estate equity-bond combination trust projects of China Resources Trust, trust beneficiary right acquisition projects of CITIC Trust, and asset-specific income rights projects of Zheshang Bank

  • Undertook and participated in structured investment and financing business involving financial institutions and asset management companies, trust companies and fund subsidiaries through acquisition of non-performing assets, debt restructuring, issuance of trust plans and asset management plans for project financing, investment of insurance funds in real estate projects, acquisition of hydropower projects and securitization of real estate mortgage assets (CMBS), and other business areas

  • Provided legal services for several asset acquisition and debt restructuring projects of Cinda Asset Management Company, CITIC Zhengbang Fund Project, CITIC Yuzhou Directed Capital Management Plan Project, Changshou Economic Development PPN Project, Dongfang Guangyi Private Placement Debt Project, Sunshine Insurance Acquisition of Chongqing Tiandi No. 2 Project, Sunshine Insurance Acquisition of Part of the Assets of Chengdu Goldman Center Project, Pearl River Plaza CMBS Financing Project, Chengdu Construction-Qionglai Bypass Road BLT Project Legal services


Retainer-based Legal Counsel

  • Providing retainer-based legal counsel to 19 large and medium-sized state-owned and private-sector enterprises, including Wuliangye Group, Sichuan Airlines Group, Chengdu City Investment Land Group, Zigong City Investment Group, Cinda Assets Sichuan Company, AVIC Sichuan West Company, and Sichuan Trust

Honors and Awards

For Individual

Recommended lawyer, the Legal 500 China 2023 - Compliance and anti-corruption and in the Sichuan region (Chengdu and Chongqing)

Annual Contribution Award, Chengdu Lawyers Association Financial and Securities Professional Committee, 2018

Most Beautiful Communist Party Member, Chengdu Lawyers Association, 2017

Outstanding Communist Party Member, Chengdu Lawyers Association, 2020-2021

Memberships & Affiliations

Former Deputy Director, Financial and Securities Committee, Sixth Chengdu Lawyers Association

Former Director, Jinniu Branch, Sixth Chengdu Lawyers Association

Deputy Director, Compliance Committee, Sichuan Lawyers Association

Examiner, Chengdu Lawyers Association

Expert Advisor, Chengdu Municipal Bureau of Financial Work

Member, Public Interest Legal Services Committee, Sichuan Lawyers Association

Publications

“A Guide for the Application of Evaluation of the Effectiveness of Compliance Management Systems in Small and Medium Enterprises”Law Press, 2022, Co-author

Related

  • Bar Admissions/Professional Qualifications

    PRC Bar
    AMAC Qualification

  • Education

    LL.B., Southwest Minzu University

  • Professional Experience

    Partner and associate, Zhong Lun Law Firm
    Partner and associate, Sichuan Juheng Law Firm

  • Languages

    Chinese
    English