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Hongchuan LUO
Equity Partner / Chengdu
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Tel +86-28-6208-8001
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Practices
Compliance & Investigation, Private Equity & Investment Funds, Chinese Mainland Capital Markets
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Industries
Urban Infrastructure
Hongchuan LUO
Mr. Luo focuses on compliance & Investigation, private equity and investment funds, and domestic capital markets. He is adept at applying systemic thinking and implementing a service approach based on organizational system, decision-making system, institutional system, employee system, responsibility system and operational supervision system in compliance and other areas of project practice. He has summarized and developed a unique "4-8-3-2" working method in undertaking compliance projects, and has coached companies to complete compliance organization system construction and compliance audit, including but not limited to diagnosing, identifying, verifying, managing compliance obligations, compliance risks and conducting risk level evaluation.
Representative Matters
Compliance & Investigation
Provided legal services for compliance system construction, special compliance programs, compliance coaching for state-owned enterprises
Conducted comprehensive compliance system construction and market transactions for Nuclear Power Institute of China, CNNC China Nuclear Fuel Company, Sichuan Aerospace Technology Research Institute, Sichuan Aerospace Group, West China Hospital, Sichuan Anji Logistics Group, Sichuan Yalong River Basin Development Company, Chengdu Industrial Investment Group Advanced Manufacturing Company, Sichuan Jietong Technology Company, Sichuan Jiutong Technology Company, Sichuan Yongan Pharmaceutical Company, Sichuan Daily Bidding Company, Sichuan Aolin Model Company, Sichuan Lixin Ruisi Company, Sichuan Bowstring Education Company, Sichuan Ande Technology Company for comprehensive compliance system construction and special compliance legal services for market transactions, equity investment, trade compliance, data compliance, medical compliance, etc.
Private equity and investment funds:
Provided legal services for the establishment, raising, operation and exit of real estate industry investment funds, cultural industry investment funds, new energy industry investment funds, infrastructure construction funds, venture capital funds, limited partnership type and contractual funds
Represented Sichuan Jiaotou Urbanization Fund, New Hope Real Estate Fund, Leishi Investment, Beijing Sanxi, Jinhong Investment, China Railway Haida, Guangdong Leishi, Huaxuan Fund, Jinling Huaruan, Taihao Yinke, Taihao Capital, Taihao Venture Capital, Xinda Capital, Yingchuang Capital, Yingchuang Huifu, Haigao Wealth, Pengjin Capital Management, Runhong Finance, Bochuang Xingye Capital, Junxin Capital, Guanghua Shangzhi, Starlight Cultural Tourism, Angel Sunshine, etc. in Special legal services for private equity fund raising, investment, management and exit stages
Domestic capital market:
Participated and undertook in a number of IPO and listed company acquisition projects, including the IPO projects for a bio-pharmaceutical company in Chengdu, a telecommunications company in Chengdu, a new materials company in Chengdu, the listing of Chengdu Amico Gas (832704), Chengdu Jiuding Rexin Technology (835318), Chengdu Meike New Materials (836843), Chengdu Xintu New Materials (837145)
Undertook the acquisition of control of listed companies by Chengdu Chengtou Land Group, and a number of asset acquisition projects for New Dairy (002946) and New Hope (000876)
Financial products:
Provided various trust-specific legal services, including real estate projects, local government financing platforms, specific asset income rights, equity debt, TOT, mezzanine trusts, etc. for CITIC Trust, China Resources Trust, Sichuan Trust, Minmetals Trust, Jianxin Trust, Qinghai Bank and Zheshang Bank
Undertook more than ten receivables liquidation projects of CITIC Trust's Minhui Series and Chuangyue Series, more than ten asset-specific income rights projects of Sichuan Trust, three real estate equity-bond combination trust projects of China Resources Trust, trust beneficiary right acquisition projects of CITIC Trust, and asset-specific income rights projects of Zheshang Bank
Undertook and participated in structured investment and financing business involving financial institutions and asset management companies, trust companies and fund subsidiaries through acquisition of non-performing assets, debt restructuring, issuance of trust plans and asset management plans for project financing, investment of insurance funds in real estate projects, acquisition of hydropower projects and securitization of real estate mortgage assets (CMBS), and other business areas
Provided legal services for several asset acquisition and debt restructuring projects of Cinda Asset Management Company, CITIC Zhengbang Fund Project, CITIC Yuzhou Directed Capital Management Plan Project, Changshou Economic Development PPN Project, Dongfang Guangyi Private Placement Debt Project, Sunshine Insurance Acquisition of Chongqing Tiandi No. 2 Project, Sunshine Insurance Acquisition of Part of the Assets of Chengdu Goldman Center Project, Pearl River Plaza CMBS Financing Project, Chengdu Construction-Qionglai Bypass Road BLT Project Legal services
Standing legal counsel:
Providing standing legal counsel for 19 large and medium-sized state-owned and private enterprises, including Wuliangye Group, Sichuan Airlines Group, Chengdu City Investment Land Group, Zigong City Investment Group, Cinda Assets Sichuan Company, AVIC Sichuan West Company and Sichuan Trust
Honors and Awards
For Individual
Recommended lawyer, the Legal 500 China 2023 - Compliance and anti-corruption and in the Sichuan region (Chengdu and Chongqing)
Annual Contribution Award, Chengdu Lawyers Association Financial and Securities Professional Committee 2018
Most Beautiful Communist Party Member, Chengdu Lawyers Association 2017
Outstanding Communist Party Member, Chengdu Lawyers Association 2020-2021
Memberships & Affiliations
Deputy Director, the Financial and Securities Committee of the Sixth Chengdu Lawyers Association
Former Director, the Jinniu Branch of the Sixth Chengdu Lawyers Association
Deputy Director, the Compliance Committee of the Sichuan Lawyers Association and Examiner of the Chengdu Lawyers Association
Expert advisor, the Chengdu Municipal Bureau of Financial Work
Member, the Public Interest Legal Services Committee of the Sichuan Lawyers Association
Lawyer, Sichuan Financial Securities and Insurance
Mediator, People's Mediation Committee for Securities and Futures Disputes in Sichuan Province
Publications
“A Guide for the Application of Evaluation of the Effectiveness of Compliance Management Systems in Small and Medium Enterprises”Law Press, 2022, Co-author
Related
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Awards Related
Zhong Lun Has 171 Lawyers in 33 Practice Areas/Regions on The Legal 500 Asia-Pacific - Greater China 2024 Edition
171 Lawyers in 33 Practice Areas/Regions Ranked on the List.
2024-05-09
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Bar Admissions/Professional Qualifications
PRC Bar
AMAC Qualification -
Education
LL.B., Southwest Minzu University
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Professional Experience
Partner & Associate, Zhong Lun Law Firm
Partner & Associate, Sichuan Juheng Law Firm -
Languages
Chinese
English