Restructuring & Listing, NEEQ Listing

• Advised Agricultural Bank of China (601288. SH) on its restructuring

• Advised Xiamen Hexing Packaging Printing Co., Ltd. (002228.SZ) on its listing

• Advised Zhejiang Great Southeast Co., Ltd. (002263.SZ) on its listing

• Advised Jiangsu Zhongchao Cable Corporation (002471.SZ) on its listing

• Advised Chenguang Biotech Group Co., Ltd. (300138.SZ) on its listing

• Advised Xiamen Sunrise Wheel Group Co., Ltd. (002593.SZ) on its listing

• Advised Beijing Jiaxun Feihong Electrical Co., Ltd. (300213.SZ) on its listing

• Advised Bank of Beijing Co., Ltd. (601169.SH) on its dual-listing (A+H)

• Advised Jiangsu Pacific Quartz Co., Ltd. (002778.SZ) on its listing on the Shanghai Stock Exchange

• Advised on the IPO of Nanjing Estun Automation Co., Ltd. (002747.SZ)

• Advised Datang Technology Industry Co. Ltd. (01272.HK) on its restructuring and Hong Kong listing

• Advised China Datang Corporation Renewable Power Co., Ltd. (01798.HK) on its restructuring and listing

• Advised the underwriter on the Hong Kong listing of China Aircraft Leasing Group Holdings Limited (01848.HK)

• Advised China National Heavy Duty Truck Group Co., Ltd. on restructuring and red-chip listing in Hong Kong

• Advised China Datang Corporation on its increase of shareholding in Datang International Power Generation Co., Ltd.

• Advised Telestone Technologies Corporation on new shares issued on NASDAQ

• Advised Beijing Telestone Tech Co., Ltd.'s parent company on its issuance of new shares on NASDAQ

• China Aircraft Leasing Group Holdings Limited listing in Hong Kong

• Advised Beijing Dixingtong Trading Co., Ltd. on its Hong Kong listing

• Advised on the private offering by Macrolink Real Estate Co., Ltd.

• Advised Sichuan 517Na Technology Co., Ltd. on its restructuring and NEEQ listing

• Advised H&B Cosmetics Corporation Canton. Ltd. on its restructuring and NEEQ listing

• Advised Linksus Digiwork Marketing Co., Ltd. on its restructuring and NEEQ listing

• Advised Beijing Ideal Education Co., Ltd. on its NEEQ listing

Mergers and Acquisitions

• Advised BlueFocus Co., Ltd. on its purchase of assets by issuing shares and by cash as well as its fundraising to support the deal

• Advised on backdoor listing of Northeast Securities Co., Ltd. through Liulu Co., Ltd. which is based in Jinzhou Economic and Technology Development Zone (000686.SZ)

• Advised Hubei Energy Group Co., Ltd. on its reconstruction and backdoor listing (shell company: Hubei Sanhuan Co., Ltd., 000883.SZ)

• Advised on the restructuring by Aviation Industry Corporation of China’s real estate business

• Advised Sichuan Shuangma Cement Co., Ltd. (000935.SZ) on its issuance of shares and purchase of assets using funds thus raised

• Advised on the strategic investment by China Life Insurance (Group) Company in China Huarong Asset Management Co., Ltd.

• Advised China Meheco Co., Ltd. (600056.SH) on its acquisition and  issuance of shares to purchase assets and raise supporting funds

• Advised Tsinghua Unigroup on the CNY 9 billion investment the client received from Intel Corporation

• Advised Huapont Pharm. Co., Ltd. (002004.SZ) on its merger with Beijing Yingtai Jiahe Technology Co., Ltd.

• Advised Loncin Holding Co., Ltd. on its acquisition of Shanghai Fenghua Group Co., Ltd. (600615.SH)

• Advised Zhejiang Wolong Real Estate Group Co., Ltd. on its acquisition of Mudanjiang New Material Co., Ltd. of Heilongjiang Province (600173.SH)

• Advised on the strategic investment by China Resources Group in Sanjiu Enterprise Group (with the services covering settling debts of Sanjiu Enterprise Group, establishing a WFOE, and acquiring Sanjiu Medical Co., Ltd. (000999.SZ)

• Advised Guangdong Rising Assets Management Co., Ltd. on its indirect acquisition of Guangdong Fenghua Technology Co., Ltd. (000636.SZ)

• Advised Jinzhou Liulu (000686.SZ) – Northeast Securities on its merger and non-tradable shares reform

• Advised CNHTC Jinan Truck Co., Ltd. (000951.SZ) on acquiring CNHTC by private offering

• Advised SERC on liquidating 9200MW power generation assets by transfer (“Project 920")

• Advised China Three Gorges Corporation on its strategic investment in Yunnan Coal Chemical Industry Group Co., Ltd.

Issuance of Fixed Income Products

• Advised China Datang Corporation Renewable Power Co., Ltd. on its public and private issuance of green corporate bonds 

• Advised Guizhou Shuicheng Mining Industry Co., Ltd. on its issuance of corporate bonds

• Advised Fengfu Group Co., Ltd. on its issuance of corporate bonds

• Advised China Huarong Asset Management Co., Ltd. on its issuance of CNY 12 billion financial bonds in 2013

• Advised China National Nuclear Corporation on its issuance of short term financial notes and corporate bonds

• Advised China Datang Corporation Renewable Power Co., Ltd. on its  issuance of CNY 6 million super & short-term commercial papers (SCPs)

• Advised China Datang Corporation Renewable Power Co., Ltd. on its issuance of perpetual medium-term notes

• Advised China Universal Leasing Co., Ltd. on its issuance of short-term financial notes and medium-term notes

• Advised Yingda Huitong Financial Leasing Co., Ltd. on its issuance of private placement notes

• Advised China Resources Group on its issuance of medium-term notes

• Advised Datang International (Hong Kong) Co., Ltd. on its issuance of CNY 500 million bonds

• Advised China Datang Corporation on its issuance of CNY 2.5 billion RMB-denominated bonds in Hong Kong

• Advised AVIC Leasing Co., Ltd on its issuance of CNY 500 million RMB-denominated bonds in Hong Kong

• Advised GD Power Development Co., Ltd. on its issuance of CNY 3 billion corporate bonds

• Advised China Datang Corporation Renewable Power Co., Limited on its issuance of CNY 2 billion short-term financial notes in 2012

• Advised China Three Gorges Corporation on its issuance of CNY 10 billion of corporate bonds in 2009

• Advised GD Power Development Co., Ltd. on its public issuance of CNY 3 billion corporate bonds

• Advised AVIC Leasing Co., Ltd. on its overseas issuance of bonds

• Advised China Huarong Asset Management Co., Ltd. on its issuance of CNY 12 billion financial bonds

• Advised China Datong Corporation on its issuance of CNY-denominated bonds in Hong Kong

• Advised Tianjin Municipal Construction Group Co., Ltd. on its issuance of construction bonds for municipal projects

Funds Establishment and Investment

• Advised National Development and Reform Commission on drafting the Equity Investment Funds Regulation as well as its implementation rules and filing guidelines

• Advised on the establishment of Advanced Manufacturing Industry Investment Fund 

• Advised on the initial funding and establishment of China Railway Development Investment Fund

• Advised on the establishment of Huatai Merger and Acquisition Investment Fund 

• Advised on the establishment of Straits Industry Investment Fund

• Advised on the establishment of CCB International Culture Industrial Investment Fund

• Advised on Huayu Water Fund's fundraising

• The City-Cluster along the Yangtze River in Anhui Industrial Transfer Fund

• Advised  on the establishment of the first BPO private equity fund in China 

• Advised China Mobile SDIC Investment Management Co., Ltd. on its investment in the LeTV Phone project

• Advised Jiuxin (Tianjin) Equity Investment Co., Ltd., a subsidiary of CCB International, on its investment in Jiangsu Wujin Stainless Steel Pipe Group Co., Ltd.

• Advised CCB International Medical Industry Equity Investment Co., Ltd. on its investment in Liaoning Chengda Biotechnology Co., Ltd.

• Advised CCB International Medical Industry Equity Investment Co., Ltd. on its investment in a tea group company

• Advised China Jianyin Investment Ltd. on its investment in a container liner company

• Advised Shanghai Tronfund Management Co., Ltd. on its investment in Jiangsu Natong Pacific Water Treatment Engineering Co., Ltd.

• Advised China Life Investment Holding Company Limited on its investment in SF Express

• Advised China Life Investment Holding Company Limited on its investment in China Huarong Asset Management Co., Ltd.

• Advised Jiantou Investment Co., Ltd. on its investment in Anhui Jianghuai Automobile Co., Ltd.

• Advised CCB International Culture Industrial Investment Fund on its investment in Beijing Galloping Horse Media Co., Ltd.

• Advised Agricultural Development Bank of China on its investment in the modern seed industry

• Advised Agricultural Development Bank of China on its investment in China Agricultural Industry Development Investment Fund